Job Order Detail

Description

The Compliance Specialist will support the management of Financial Consumer Protection Framework Requirements across the enterprise through the use of self-assessment tools, conducting monitoring and testing activities, and integrating results into the regulatory compliance management program for risk assessment.

What will you do?
- Assist with conducting oversight and drafting reporting (internal and regulatory) associated with complaint handling obligations
- Conduct due diligence reviews and monitoring and testing activities of outsourcing and third-party arrangements as well as Fintech partnerships for compliance with regulatory requirements including OSFI B-10 (Outsourcing of Business Activities, Functions and Processes), Bank Act and FCAC consumer provision obligations
- Contribute to internal, public and regulatory reporting
- Provide guidance and support to others on compliance matters

Some things that would impress us:
- Completion of a post-secondary program or a combination of industry related education and equivalent experience. Experience within a federally regulated institution is an asset.
- Three years of experience in regulatory compliance management with focus on Financial Consumer Agency of Canada (FCAC) and Office of the Superintendent of Financial Institutions (OSFI) requirements, risk assessments and compliance testing or a related role. - - Experience with Resolver or a similar compliance software tool is an asset.
- Working knowledge and understanding of applicable legislation and regulations (federal and provincial)
- Effective use of interpersonal and communication skills to connect with groups across the organization and build/manage stakeholder relationships
- Organizational and planning skills with attention to detail and follow-through