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Chief Compliance Officer

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Job Order #: 5612004

Employer Name:
Park Capital Management Inc.
Wage/Salary Info:
TBD
Posted Date:
12-Feb-2018
Location:
REGINA
 
# of Positions:
1
Employment Terms:
Full/Part Time
Education:
University Master's Degree
Experience:
6-9 Years
Apply By:
01-Mar-2018
How to Apply?:
This job is no longer taking applications

Application Information

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Employer Name:
Park Capital Management Inc.

Contact Name:
Alexandra Bjork

Contact Phone:
306-535-1780

Contact Email:
alexandra@parkcapitalmanagement.com

Employer Website:
www.parkcapitalmanagement.com



Description

Job Summary

A little bit about us:

Building wealth--that's our greatest strength at Park Capital Management. We're a registered portfolio management and exempt market dealer firm headquartered in Regina, with offices in Montreal, Calgary, Winnipeg and Vancouver. We offer a compelling alternative to mass market financial firms, and we are devoted to expanding the net worth of wealthy individuals and families through access to pension grad investment opportunities.

We are currently expanding our team and looking for a Chief Compliance Officer. If you have the qualifications necessary and are interested in what we have to offer you, please send your resume and references to us. Only those that meet the necessary requirements will be contacted. We are looking for FT/PT and are flexible with hours. Wage is negotiable. Please feel free to reach out if you have any further questions. We are looking forward to hearing from you!

Qualifications and Skills

Chief Compliance Officer

QUALIFICATIONS

Must have:

A minimum of 5 years of relevant compliance experience
Chief Compliance Officer for a  Regulated Securities Firm in the last 3 years.
Completed Canadian Securities Course Exam and either the Partner Director and Officer exam (PDO) or the Chief Compliance Officers Qualifying Exam
Candidate must be eligible for registration with Canadian regulators under registrant category Chief Compliance Officer for portfolio manager
Preferred:

CFA designation
Masters degree in finance
Job Types: Full-time, Part-time

Required experience:

compliance: 5 years
Required education:

Master's

 

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